SEC Conducts Sweep Examinations of Private Fund Advisers Using AI

SEC Conducts Sweep Examinations of Private Fund Advisers Using AI

My final word touched on a current SEC rule proposal concerning Predictive Data Analytics, and a speech by Chair Gary Gensler highlighting a quantity of AI-related The SEC’s curiosity within the use of AI doesn’t seem restricted to rule…

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Content marketing for advisers? There’s an app for that

Marketing software program agency FMG Suite has made content material marketing and digital prospecting for advisers pocket-sized with the launch of its new cell app that is accessible for iOS…

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